Form D · Private Equity Fund

PEAK ROCK CAPITAL CREDIT FUND III-A LP

Austin, TX · CIK 0001916227

Offering snapshot reported Nov 15, 2024 · SEC filing

Reported sold: $42.5M
Investors reported: 5
Minimum accepted: $0
First sale: Dec 2, 2022

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$32,500,000 → $42,500,000
Reported investors4 → 5

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 15, 2024	Amendment	$42,500,000	$10,000,000vs Nov 22, 2023	5	SEC filing
Nov 22, 2023	Amendment	$32,500,000	No comparison	4	SEC filing
Dec 1, 2022	Amendment	Yet to sell	No comparison	0	SEC filing
Mar 9, 2022	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-436611

The Total Amount Sold does not include the Issuer's related parallel funds.

Source: Form D, filed Nov 15, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PEAK ROCK CAPITAL CREDIT FUND III-A LP

Investment adviser: PEAK ROCK CAPITAL LLC

Gross asset value: $45.8M
Beneficial owners: 6
ADV minimum commitment: $5M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP HOUSTON, Delaware, United States

Custodian JPMORGAN CHASE BANK, N.A. NEWARK, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 2081874 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-1952571601

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jung Woo Choi	Executive
Anthony K. Disimone	Executive, Promoter
Steven E. Martinez	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

13413 Galleria Circle, Suite Q 300
Austin, TX, 78738