Form D · Other Investment Fund

P/E Funds Ltd - Class A Shares

Nassau, C5 · CIK 0001521010

Offering snapshot reported Mar 1, 2019 · SEC filing

Reported sold
$422M
Offering amount: $422M
Investors reported
46
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Feb 7, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$211M$422MMay 24, 2011: $32,621,178.00May 24, 2011May 26, 2011: $33,371,178.00Jul 16, 2012: $33,819,803.00Mar 1, 2017: $389,695,268.00Mar 1, 2017Mar 1, 2018: $418,314,268.00Mar 1, 2019: $421,533,542.00Mar 1, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$418,314,268 → $421,533,542

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 1, 2019Amendment$421,533,542$3,219,274vs Mar 1, 201846SEC filing
Mar 1, 2018Amendment$418,314,268$28,619,000vs Mar 1, 201746SEC filing
Mar 1, 2017Amendment$389,695,268$355,875,465vs Jul 16, 201243SEC filing
Jul 16, 2012Amendment$33,819,803$448,625vs May 26, 20118SEC filing
May 26, 2011Amendment$33,371,178$750,000vs May 24, 20119SEC filing
May 24, 2011Initial$32,621,178No comparison9SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-160262
Minimum Investment in Item 11 may be reduced at the discretion of the Board of Directors or the Investment Manager.

Source: Form D, filed Mar 1, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Antoine W. Bastian Director
Peter Berg Director
Erendira Paz Bustamante Director
Bruce M. Eliot Director
Lawrence J. Marks Director
Warren Naphtal Director
Mary S. Naphtal Director
N/A N/A P/E Global Llc Promoter
N/A N/A P/E Investments Llc Promoter
N/A N/A P/E Strategic Ltd. Promoter
Patricia St. Peter Director
Joseph Richard Zecher Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
5 Th Floor, 308 East Bay Street N 9058
Nassau, C5, N-9058