Form D · Other Investment Fund

Flint Hills SQ Opportunity L.P.

Kansas City, MO · CIK 0001529988

Offering snapshot reported Sep 24, 2018 · SEC filing

Reported sold
$64.6M
Offering amount: $100M
Investors reported
42
Form D · investor count
Minimum accepted
$200K
Reported outside-investor minimum
First sale
Jul 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$35.6M$71.3MSep 15, 2011: $20,370,000.00Sep 15, 2011Apr 16, 2015: $54,904,542.00Sep 1, 2015: $68,557,308.00Sep 3, 2015: $68,557,308.00Sep 3, 2015: $68,557,308.00Sep 9, 2016: $62,245,113.00Sep 22, 2017: $71,253,519.00Sep 24, 2018: $64,580,403.00Sep 24, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$71,253,519 → $64,580,403

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 24, 2018Amendment$64,580,403-$6,673,116vs Sep 22, 201742SEC filing
Sep 22, 2017Amendment$71,253,519$9,008,406vs Sep 9, 201642SEC filing
Sep 9, 2016Amendment$62,245,113-$6,312,195vs Sep 3, 201542SEC filing
Sep 3, 2015Amendment$68,557,308$48,187,308vs Sep 15, 201138SEC filing
Sep 3, 2015Amendment$68,557,308$48,187,308vs Sep 15, 201138SEC filing
Sep 1, 2015Amendment$68,557,308$48,187,308vs Sep 15, 201138SEC filing
Apr 16, 2015Amendment$54,904,542$34,534,542vs Sep 15, 201130SEC filing
Sep 15, 2011Initial$20,370,000No comparison13SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-165924

Source: Form D, filed Sep 24, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FLINT HILLS SQ OPPORTUNITY FUND L.P.

Investment adviser: PRAIRIE CAPITAL MANAGEMENT, LLC

Gross asset value
$48.7M
Beneficial owners
40
ADV minimum commitment
$100K

Reported in Form ADV on Jul 30, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES INC. OGDEN, Utah, United States Investor statements: No (provided to no investors) Related to adviser: Yes
Auditor DELOITTE & TOUCHE LLC KANSAS CITY, Missouri, United States
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE LLC
PCAOB 34

CHARLES SCHWAB & CO., INC.
SEC 8-16514

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Filing source

Form ADV 1336819 · Jul 30, 2019 · Schedule D 7.B.(1), fund 805-1407862892

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael M Gentry Executive
Tim L Hattey Executive
Brian Nelson Kaufman Executive
Andrew S Klocke Executive
Pcm Capital Sq Opportunity Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4900 Main Street, Suite 700
Kansas City, MO, 64112