Form D · Hedge Fund

PCM PROVIDENT AGENCY FUND LTD

Grand Cayman, E9 · CIK 0001453487

Offering snapshot reported Mar 7, 2018 · SEC filing

Reported sold
$35.9M
Indefinite offering
Investors reported
37
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Dec 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$17.9M$35.9MMar 9, 2009: $3,317,679.00Mar 9, 2009Jul 19, 2010: $15,127,400.00Jul 21, 2010: $15,127,400.00Mar 6, 2012: $16,750,600.00Mar 6, 2013: $17,822,798.00Mar 6, 2014: $26,757,998.00Mar 6, 2015: $28,935,147.00Mar 7, 2016: $31,428,344.00Mar 7, 2017: $35,614,706.00Mar 7, 2018: $35,852,706.00Mar 7, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$35,614,706 → $35,852,706

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 7, 2018Amendment$35,852,706$238,000vs Mar 7, 201737SEC filing
Mar 7, 2017Amendment$35,614,706$4,186,362vs Mar 7, 201637SEC filing
Mar 7, 2016Amendment$31,428,344$2,493,197vs Mar 6, 201536SEC filing
Mar 6, 2015Amendment$28,935,147$2,177,149vs Mar 6, 201432SEC filing
Mar 6, 2014Amendment$26,757,998$8,935,200vs Mar 6, 201331SEC filing
Mar 6, 2013Amendment$17,822,798$1,072,198vs Mar 6, 201218SEC filing
Mar 6, 2012Amendment$16,750,600$1,623,200vs Jul 21, 201017SEC filing
Jul 21, 2010Amendment$15,127,400$0vs Jul 19, 201014SEC filing
Jul 19, 2010Amendment$15,127,400$11,809,721vs Mar 9, 200914SEC filing
Mar 9, 2009Amendment$3,317,679No comparisonNot reportedSEC filing
Jan 5, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-125837

Source: Form D, filed Mar 7, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PCM PROVIDENT AGENCY FUND LTD.

Investment adviser: PROVIDENT ADVISORS LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Mar 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1185247 · Mar 30, 2018 · Schedule D 7.B.(1), fund 805-8707224329

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Epstein Executive
Ronan Guilfoyle Director
Michael Hirschberg Executive
Irvin Kessler Director, Executive
Logan Lowe Executive
N/A Prophet Capital Asset Management Lp Executive
N/A Provident Advisors Llc Executive
Amber Ramsey Director
David Rosenblum Executive
Don Seymour Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Ugland House, South Church Street
Grand Cayman, E9, KY1-1104