Form D · Hedge Fund

PCM PARTNERS III LLC

Albany, NY · CIK 0001544330

Offering snapshot reported Mar 17, 2020 · SEC filing

Reported sold
$16.4M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$200K
Reported outside-investor minimum
First sale
Jan 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.19M$16.4MMar 23, 2012: $16,106,573.00Mar 23, 2012Mar 15, 2013: $16,360,231.00Mar 11, 2014: $16,360,231.00Mar 10, 2015: $16,360,231.00Mar 11, 2016: $16,380,094.00Mar 27, 2017: $16,380,094.00Mar 8, 2018: $16,384,157.00Mar 12, 2019: $16,386,735.00Mar 17, 2020: $16,389,641.00Mar 17, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$16,386,735 → $16,389,641

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 17, 2020Amendment$16,389,641$2,906vs Mar 12, 20192SEC filing
Mar 12, 2019Amendment$16,386,735$2,578vs Mar 8, 20182SEC filing
Mar 8, 2018Amendment$16,384,157$4,063vs Mar 27, 20172SEC filing
Mar 27, 2017Amendment$16,380,094$0vs Mar 11, 20162SEC filing
Mar 11, 2016Amendment$16,380,094$19,863vs Mar 10, 20154SEC filing
Mar 10, 2015Amendment$16,360,231$0vs Mar 11, 20144SEC filing
Mar 11, 2014Amendment$16,360,231$0vs Mar 15, 20134SEC filing
Mar 15, 2013Amendment$16,360,231$253,658vs Mar 23, 20124SEC filing
Mar 23, 2012Initial$16,106,573No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-175517

Source: Form D, filed Mar 17, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PCM PARTNERS III LLC

Investment adviser: PARADIGM CAPITAL MANAGEMENT, INC.

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$200K

Reported in Form ADV on Dec 21, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ANCHIN BLOCK & ANCHIN NEW YORK, New York, United States
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ANCHIN BLOCK & ANCHIN
PCAOB 168

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 1585427 · Dec 21, 2021 · Schedule D 7.B.(1), fund 805-4360597876

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Candace King Weir Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
9 Elk Street
Albany, NY, 12207