Form D · Hedge Fund

PCM OPTIMUS FUND, L. P.

New York, NY · CIK 0001372417

Offering snapshot reported Jun 16, 2017 · SEC filing

Reported sold
$84.1M
Indefinite offering
Investors reported
93
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$42M$84.1MAug 9, 2006Mar 15, 2010: $77,871,032.00Jun 14, 2011: $78,217,588.00Jun 14, 2012: $80,344,263.00Jun 14, 2013: $84,094,263.00Jun 16, 2014: $84,094,263.00Jun 16, 2015: $84,094,263.00Jun 16, 2016: $84,094,263.00Jun 16, 2017: $84,094,263.00Jun 16, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 16, 2017Amendment$84,094,263$0vs Jun 16, 201693SEC filing
Jun 16, 2016Amendment$84,094,263$0vs Jun 16, 201493SEC filing
Jun 16, 2015Amendment$84,094,263$0vs Jun 16, 201493SEC filing
Jun 16, 2014Amendment$84,094,263$0vs Jun 14, 201393SEC filing
Jun 14, 2013Amendment$84,094,263$3,750,000vs Jun 14, 201293SEC filing
Jun 14, 2012Amendment$80,344,263$2,126,675vs Jun 14, 201190SEC filing
Jun 14, 2011Amendment$78,217,588$346,556vs Mar 15, 201082SEC filing
Mar 15, 2010Amendment$77,871,032No comparison82SEC filing
Aug 9, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-93593

Source: Form D, filed Jun 16, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PCM OPTIMUS FUND, L.P.

Investment adviser: PELTZ CAPITAL MANAGEMENT, LLC

Gross asset value
$17.8M
Beneficial owners
80
ADV minimum commitment
$1M

Reported in Form ADV on Mar 14, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian U.S. TRUST, BANK OF AMERICA PRIVATE WEALTH MANAGEMENT NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER LLP
PCAOB 274

Filing source

Form ADV 1184003 · Mar 14, 2018 · Schedule D 7.B.(1), fund 805-1609489151

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Harlan D. Peltz Executive
Andrew L. Peltz Executive
Peltz Capital Management, Llc Promoter
Peltz Multi Strategy Gen Par, Llc Peltz Multi Strategy Gen Par, Llc Executive
Peltz Multi Strategy Gen Par, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Peltz Multi Strategy Genpar, Llc 280 Park Ave
New York, NY, 10017