Form D · Hedge Fund

PCM Defensive Opportunity Fund, L.P.

New York, NY · CIK 0001490498

Offering snapshot reported Jun 13, 2013 · SEC filing

Reported sold
$20.3M
Indefinite offering
Investors reported
19
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.2M$20.3MJun 17, 2010: $14,241,611.00Jun 17, 2010Jun 13, 2011: $19,788,909.00Jun 13, 2011Jun 13, 2012: $20,312,040.00Jun 13, 2012Jun 13, 2013: $20,312,040.00Jun 13, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors20 → 19

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 13, 2013Amendment$20,312,040$0vs Jun 13, 201219SEC filing
Jun 13, 2012Amendment$20,312,040$523,131vs Jun 13, 201120SEC filing
Jun 13, 2011Amendment$19,788,909$5,547,298vs Jun 17, 201019SEC filing
Jun 17, 2010Initial$14,241,611No comparison14SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$18K
Finders' fees
$0
Form D file number
021-143680
Placement agents are paid a percentage of the management fee.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Jeffrey S. Cohen2846669Stifel, Nicolaus & Company, Incorporated · CRD 793

Source: Form D, filed Jun 13, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Andrew L. Peltz Executive
Harlan D. Peltz Executive
Peltz Multi Strategy Gen Par, Llc Peltz Multi Strategy Gen Par, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Peltz Multi Strategy Genpar, Llc 280 Park Avenue
New York, NY, 10017