Form D · Hedge Fund
PAVLIK CAPITAL PARTNERS LLC
Oakbrook Terrace, IL · CIK 0001429822
Offering snapshot reported Feb 16, 2021 · SEC filing
- Reported sold
- $31.1M Indefinite offering
- Investors reported
- 32 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Mar 1, 2008 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 16, 2021 | Amendment | $31,135,099 | $0vs Feb 14, 2020 | 32 | SEC filing |
| Feb 14, 2020 | Amendment | $31,135,099 | $0vs Feb 15, 2019 | 32 | SEC filing |
| Feb 15, 2019 | Amendment | $31,135,099 | $0vs Feb 16, 2018 | 32 | SEC filing |
| Feb 16, 2018 | Amendment | $31,135,099 | $0vs Feb 17, 2017 | 32 | SEC filing |
| Feb 17, 2017 | Amendment | $11,135,099 | $16,900vs Feb 17, 2016 | 31 | SEC filing |
| Feb 17, 2017 | Amendment | $31,135,099 | $20,016,900vs Feb 17, 2016 | 32 | SEC filing |
| Feb 17, 2016 | Amendment | $11,118,199 | $370,000vs Feb 12, 2015 | 31 | SEC filing |
| Feb 12, 2015 | Amendment | $10,748,199 | $125,000vs Feb 12, 2014 | 29 | SEC filing |
| Feb 12, 2014 | Amendment | $10,623,199 | $250,000vs Feb 12, 2013 | 29 | SEC filing |
| Feb 12, 2013 | Amendment | $10,373,199 | $580,000vs Feb 15, 2012 | 28 | SEC filing |
| Feb 15, 2012 | Amendment | $9,793,199 | $1,402,587vs Feb 17, 2011 | 25 | SEC filing |
| Feb 17, 2011 | Amendment | $8,390,612 | $2,069,363vs Feb 18, 2010 | 20 | SEC filing |
| Feb 18, 2010 | Amendment | $6,321,249 | No comparison | 16 | SEC filing |
| Mar 12, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 12, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $43.9K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-115885
Although the Issuer had, in the past, paid commissions to brokers in connection with the sale of its securities, as of January 1, 2015, the Issuer is no longer using brokers in connection with the sale of its securities.
Source: Form D, filed Feb 16, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PAVLIK CAPITAL PARTNERS, LLC
Investment adviser: PAVLIK CAPITAL MANAGEMENT LLC
- Gross asset value
- $23.5M
- Beneficial owners
- 8
- ADV minimum commitment
- $250K
Reported in Form ADV on Oct 3, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RICHEY MAY & CO LLP
PCAOB 673
CIBC
LEI 36-3722148
PERSHING LLC
SEC 8-17574
COWEN PRIME SERVICES LLC
CRD 153397 · SEC 8-68531
Filing source
Form ADV 1679256 · Oct 3, 2022 · Schedule D 7.B.(1), fund 805-9620409711
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffrey S. Pavlik | Director, Promoter |
| Sandra Pavlik | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Oakbrook Terrace, IL, 60181