Form D · Investment Banking

PAULSON INVESTMENT COMPANY LLC

Chicago, IL · CIK 0000356343

Offering snapshot reported Dec 8, 2016 · SEC filing

Reported sold: $892K
Investors reported: 6
Minimum accepted: $100K
First sale: Jul 27, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$350,000 → $892,000
Reported investors3 → 6

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 8, 2016	Amendment	$892,000	$542,000vs Aug 23, 2016	6	SEC filing
Aug 23, 2016	Initial	$350,000	No comparison	3	SEC filing
Apr 26, 2016	Initial	$2,468,700	No comparison	10	SEC filing

Offering details

Securities: Equity
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $62.4K
Finders' fees: $0
Form D file number: 021-269359

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Starla Goff	6170448	Paulson Investment Company, LLC · CRD 5670
Eugene Webb	1851855	Paulson Investment Company, LLC · CRD 5670

Source: Form D, filed Dec 8, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Christopher Clark	Director
Byron Crowe	Executive
Thomas Parigian	Director
Robert Setteducati	Director

Issuer details

Industry: Investment Banking (See others in industry)

Address:

566 West Adams St. Suite 750
Chicago, IL, 60661