Form D · Other Investment Fund

Paulson Cardax Investments 1 LLC

Portland, OR · CIK 0001576041

Offering snapshot reported Jul 17, 2013 · SEC filing

Reported sold
$1.86M
Offering amount: $10M
Investors reported
48
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
May 16, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$928K$1.86MMay 31, 2013: $76,500.00May 31, 2013Jul 17, 2013: $1,855,500.00Jul 17, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$76,500 → $1,855,500
  • Reported investors3 → 48

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 17, 2013Amendment$1,855,500$1,779,000vs May 31, 201348SEC filing
May 31, 2013Initial$76,500No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
Yes
Sales commissions
$566K (estimated)
Finders' fees
$0
Form D file number
021-197321
Although the minimum investment per investor in the limited liability company is listed as $50,000, the Managing Member may, in its discretion, decide to accept smaller investments.
This estimate assumes that brokers place $10,000,000 of investments in the limited liability company.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Gary Saccaro1806863Paulson Investment Company, Inc. · CRD 5670
Larry Cohen3191796Paulson Investment Company, Inc. · CRD 5670
Starla Goff6170448Paulson Investment Company, Inc. · CRD 5670
Robert Setteducati1352722Paulson Invetsment Company, Inc. · CRD 5670
Steven Chris Clark1952666Paulson Investment Company, Inc. · CRD 5670
Brady William Clark5876496Paulson Investment Company, Inc. · CRD 5670
Thomas Stewart Parigian1398840Paulson Investment Company, Inc. · CRD 5670
Robert Bostelman4898998Paulson Investment Company, Inc. · CRD 5670
Brad Seyffer2498070Paulson Investment Company, Inc., · CRD 5670
Joe Hede2389098Paulson Investment Company, Inc. · CRD 5670
Kevin Graetz1935982Paulson Investment Company, Inc. · CRD 5670
Albert Landstrom1335652Paulson Investment Company, Inc. · CRD 5670
Connie Schadewitz5283992Paulson Investment Company, Inc. · CRD 5670

Source: Form D, filed Jul 17, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Paulson Investment Company, Inc. Paulson Investment Company, Inc. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
811 Sw Naito Pkwy Suite 300
Portland, OR, 97204