Form D · Retailing
Patron Company, LLC
Lake Oswego, OR · CIK 0001506673
Offering snapshot reported May 31, 2012 · SEC filing
- Reported sold
- $1.67M Offering amount: $1.67M
- Investors reported
- 46 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Nov 30, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$50,000 → $1,665,000
- Reported investors1 → 46
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 31, 2012 | Amendment | $1,665,000 | $1,615,000vs Dec 14, 2010 | 46 | SEC filing |
| Dec 14, 2010 | Initial | $50,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06, 46
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $167K
- Finders' fees
- $0
- Form D file number
- 021-151858
The placement agent for this offering also received five-year warrants to purchase up to 166,500 units at $1.20 per unit.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Paulson Investment Company | 005670 |
Source: Form D, filed May 31, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ed Arinello | Executive |
| Michael Balter | Director, Executive, Promoter |
| Bonnie Clasen | Director, Executive |
| Brooks Eilertson | Executive |
| George Johnson | Director |
| Bruce Mandel | Director |
| Tom Mc Chesney | Director |
| Ron Menconi | Director, Executive |
| Mekmany Anna Miller | Executive |
| David Orkney | Director |
| Roy Rose | Director, Promoter |
| Jeffrey Wilson | Executive |
Issuer details
Industry: Retailing (See others in industry)
Address:
4000 Kruse Way Place, Bldg. # 1, Suite 3
Lake Oswego, OR, 97035
Lake Oswego, OR, 97035