Form D · Other Investment Fund
Patron Capital, L.P. IV
Gibraltar, J1 · CIK 0001532836
Offering snapshot reported Dec 1, 2011 · SEC filing
- Reported sold
- $359M Indefinite offering
- Investors reported
- 50 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 20, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 1, 2011 | Amendment | $358,783,004 | $0vs Nov 7, 2011 | 50 | SEC filing |
| Nov 7, 2011 | Initial | $358,783,004 | No comparison | 50 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $505K
- Finders' fees
- $0
- Form D file number
- Not reported
Placement Agent fees to be paid upon a fee schedule. Such fees are offset dollar for dollar against the management fees payable by the Issuer and, thus, payment of such fees ultimately will not require additional expenditure by the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Monument Group, Inc. | 36399 | Monument Group, Inc. · CRD 36399 |
Source: Form D, filed Dec 1, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Lasry | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Gibraltar, J1, GX11 1AA