Form D · Private Equity Fund

Patriot Financial Partners Parallel IV, L.P.

Radnor, PA · CIK 0001929137

Offering snapshot reported May 23, 2023 · SEC filing

Reported sold
$34.9M
Offering amount: $300M
Investors reported
29
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
May 13, 2022
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$17.4M$34.9MMay 24, 2022: $27,600,000.00May 24, 2022May 26, 2022: $27,100,000.00Mar 27, 2023: $31,600,000.00May 23, 2023: $34,850,000.00May 23, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$31,600,000 → $34,850,000
  • Reported investors24 → 29
  • Minimum accepted$250,000 → $100,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 23, 2023Amendment$34,850,000$3,250,000vs Mar 27, 202329SEC filing
Mar 27, 2023Amendment$31,600,000$4,500,000vs May 26, 202224SEC filing
May 26, 2022Amendment$27,100,000-$500,000vs May 24, 202218SEC filing
May 24, 2022Initial$27,600,000No comparison19SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-446751
The total offering amount is jointly offered by the Issuer and Patriot Financial Partners IV, L.P. The total amount sold is only for the Issuer named herein.
There are no sales commissions or finders' fees expenses that are paid by the Issuer.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Invicta Capital LLC288101
INTE SECURITIES LLC47107

Source: Form D, filed May 23, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PATRIOT FINANCIAL PARTNERS PARALLEL IV, L.P.

Investment adviser: PATRIOT FINANCIAL MANAGER, L.P.

Gross asset value
$47.3M
Beneficial owners
30
ADV minimum commitment
$1M

Reported in Form ADV on Mar 24, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BAKER TILLY US, LLP PHILADELPHIA, Pennsylvania, United States
Custodian FIRSTRUST BANK CONSHOHOCKEN, Pennsylvania, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC BOSTON, Massachusetts, United States Related to adviser: No
Marketer INTE SECURITIES LLC BOCA RATON, Florida, United States Related to adviser: No
Marketer INVICTA CAPITAL LLC MONROEVILLE, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

BAKER TILLY US, LLP
PCAOB 23

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

INTE SECURITIES LLC
CRD 47107 · SEC 8-51667

INVICTA CAPITAL LLC
CRD 288101 · SEC 8-69923

Filing source

Form ADV 2079478 · Mar 24, 2026 · Schedule D 7.B.(1), fund 805-1174797265

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James F. Deutsch Executive
James J. Lynch Executive
Lp Patriot Financial Partners Gp Iv, Executive
Llc Patriot Financial Partners Gp Iv, Executive
W. Kirk Wycoff Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Four Radnor Corporate Center, Suite 210
Radnor, PA, 19087