Form D · Biotechnology

PATHY MEDICAL LLC

Shelton, CT · CIK 0001743596

Offering snapshot reported Dec 13, 2019 · SEC filing

Reported sold
$4.77M
Offering amount: $11M
Investors reported
12
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 1, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.38M$4.77MJun 14, 2018: $2,750,000.00Jun 14, 2018Dec 13, 2019: $4,767,444.00Dec 13, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,750,000 → $4,767,444
  • Reported investors10 → 12

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 13, 2019Amendment$4,767,444$2,017,444vs Jun 14, 201812SEC filing
Jun 14, 2018Initial$2,750,000No comparison10SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-314660
Offering Amount increased and extended.

Source: Form D, filed Dec 13, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Carmelo Fazio Director, Executive
Michael Fazio Director
Vinod V Pathy Director, Executive

Issuer details

Industry: Biotechnology (See others in industry)

Address:
1000 Bridgeport Avenue Suite 400
Shelton, CT, 06484