Form D · Other Investment Fund

Pathway Private Equity Fund Investors 9, LP

Irvine, CA · CIK 0001698668

Offering snapshot reported May 18, 2018 · SEC filing

Reported sold: $289M
Investors reported: 12
Minimum accepted: $0
First sale: Feb 7, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$190,960,000 → $288,560,000
Reported investors6 → 12

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 18, 2018	Amendment	$288,560,000	$97,600,000vs Feb 22, 2017	12	SEC filing
Feb 22, 2017	Initial	$190,960,000	No comparison	6	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-281121

Source: Form D, filed May 18, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PATHWAY PRIVATE EQUITY FUND INVESTORS 9, LP

Investment adviser: PATHWAY CAPITAL MANAGEMENT, LP

Gross asset value: $368M
Beneficial owners: 16
ADV minimum commitment: $1M

Reported in Form ADV on Jun 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG IRVINE, California, United States

Custodian BANK OF AMERICA CORPORATION CHARLOTTE, North Carolina, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: No

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No

Marketer BLACKSTONE SINGAPORE PTE., LTD SINGAPORE, Singapore Related to adviser: No

Marketer TOKIO MARINE ASSET MANAGEMENT CO.,LTD. TOKYO, Japan Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

KPMG
PCAOB 185

J.P. MORGAN SECURITIES LLC
SEC 8-35008

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

TOKIO MARINE ASSET MANAGEMENT CO.,LTD.
CRD 175025

Filing source

Form ADV 2116854 · Jun 30, 2026 · Schedule D 7.B.(1), fund 805-3426720104

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Pathway Private Equity Fund Investors 6, LP	Jun 8, 2011	$190,681,000	10
Pathway Private Equity Fund Investors 7, LP	Feb 20, 2013	$172,716,000	6
Pathway Private Equity Fund Investors 8, LP	May 4, 2016	$400,000,000	13
Pathway Private Equity Fund Investors 9, LP (this fund)	May 18, 2018	$288,560,000	12
Pathway Private Equity Fund Investors 10, LP	Aug 18, 2021	$325,000,000	Not reported
Pathway Private Equity Fund Investors 11, LP	Aug 7, 2023	$264,090,000	20
Pathway Private Equity Fund Investors 12, LP	Jul 28, 2025	$144,358,000	7

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Karen Jane Jakobi	Director, Executive
Douglas Kent Le Bon	Director, Executive
James Herbert Reinhardt	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2211 Michelson Drive, Ninth Floor
Irvine, CA, 92612