Form D · Commercial Banking
Pathfinder Bancorp, Inc.
Oswego, NY · CIK 0001609065
Offering snapshot reported Oct 21, 2020 · SEC filing
- Reported sold
- $25M Offering amount: $25M
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Oct 14, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 21, 2020 | Initial | $25,000,000 | No comparison | 9 | SEC filing |
| May 10, 2019 | Initial | $20,837,205 | No comparison | 21 | SEC filing |
| Oct 28, 2015 | Initial | $10,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $500K
- Finders' fees
- $0
- Form D file number
- 021-378488
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Performance Trust Capital Partners, LLC | 36155 |
Source: Form D, filed Oct 21, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David A. Ayoub | Director |
| William A. Barclay | Director |
| Chris R. Burritt | Director |
| Calvin L. Corridors | Executive |
| James A. Dowd | Executive |
| John P. Funiciello | Director |
| Adam C. Gagas | Director |
| George P. Joyce | Director |
| Melanie L. Littlejohn | Director |
| Edward A. Mervine | Executive |
| Melissa A. Miller | Executive |
| William O'brien | Executive |
| Daniel R. Phillips | Executive |
| Walter F. Rusnak | Executive |
| Thomas W. Schneider | Director, Executive |
| John F. Sharkey, Iii | Director |
| Lloyd Stemple | Director |
| Ronald Tascarella | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
214 West First Street
Oswego, NY, 13126
Oswego, NY, 13126