Form D · Residential
Passco Sapphire Bay DST
Irvine, CA · CIK 0001786615
Offering snapshot reported Apr 20, 2020 · SEC filing
- Reported sold
- $35.8M Offering amount: $35.8M
- Investors reported
- 110 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Sep 16, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 110
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 20, 2020 | Amendment | $35,825,000 | No comparison | 110 | SEC filing |
| Sep 3, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $3.13M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-347831
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Adriana Angela Olsen | 4669125 | Passco Capital, Inc. · CRD 117323 |
| Ronald Birnbaum | 2382580 | Advisory Group Equity Services Ltd. · CRD 15427 |
| Norman Dwight Loofbourrow | 1310725 | American Investors Company · CRD 38 |
| Derek James Elrod | 4793202 | APW Capital, Inc. · CRD 43814 |
| David Andrew Kangas | 6591398 | Cabot Lodge Securities LLC · CRD 159712 |
| Lawrence Michael DePaul Jr. | 4540570 | Centaurus Financial, Inc. · CRD 30833 |
| Darren Robert Grossman | 5762586 | Centaurus Financial, Inc. · CRD 30833 |
| Steven B. Schwartz | 4177383 | Centaurus Financial, Inc. · CRD 30833 |
| Joseph Rowell Fraser | 6975700 | Colorado Financial Service Corporation · CRD 104343 |
| Concorde Investment Services, LLC | 151604 | |
| Michael Lawrence Cruz | 2130750 | Courtlandt Securities Corporation · CRD 137356 |
| Keith Ryan Gunther | 1533552 | Crown Capital Securities, L.P. · CRD 6312 |
| Stephen Laurence Shloss | 5429813 | Crown Capital Securities, L.P. · CRD 6312 |
| Stephen Michael Whyte | 5941423 | Crown Capital Securities, L.P. · CRD 6312 |
| DFPG Investments, LLC | 155576 | |
| Emerson Equity LLC | 130032 | |
| Peter Chernin | 6787497 | Great Point Capital LLC · CRD 114203 |
| Peter Alexander Finnegan | 1336798 | Huntwicke Securities, LLC · CRD 146993 |
| Brian J. Lockett | 4573162 | Independent Financial Group, LLC · CRD 7717 |
| John Kacheong Lee | 2948622 | Independent Financial Group, LLC · CRD 7717 |
| Richard Lee Wagner | 4575603 | Independent Financial Group, LLC · CRD 7717 |
| Shunsuke Jimmy Fukushi | 4933092 | Independent Financial Group, LLC · CRD 7717 |
| George Martin Hjorth | 2209607 | Innovation Partners LLC · CRD 146344 |
| Frank Piscitelli | 6935623 | Lightpath Capital, Inc. · CRD 34617 |
| Paul M. Getty | 6470002 | Lightpath Capital, Inc. · CRD 34617 |
| Adam Jack Bryan | 5443986 | McDermott Investment Services, LLC · CRD 154926 |
| Corbin Scott Thomas | 4234748 | McDermott Investment Services, LLC · CRD 154926 |
| David Harris Freedman | 4765269 | McDermott Investment Services, LLC · CRD 154926 |
| Troy Thomas | 4691720 | McDermott Investment Services, LLC · CRD 154926 |
| Eric Arthur Bicknese | 2829451 | Nationwide Planning Associates Inc. · CRD 31029 |
| Adam Young | 6640146 | Nationwide Planning Associates Inc. · CRD 31029 |
| Scott Offerman | 4619093 | Nextrend Securities, Inc. · CRD 43710 |
| April Diane Guinchard | 1729146 | RCX Capital Group, LLC · CRD 114290 |
| Jason Scott Walter | 6848536 | RCX Capital Group, LLC · CRD 114290 |
| Jacob Trent Young | 2778779 | Securities America, Inc. · CRD 10205 |
| Barbara Jessup Williams | 1050277 | Securities America, Inc. · CRD 10205 |
| Terry Doyle Buskirk | 1343379 | Securities America, Inc. · CRD 10205 |
| Stacey Jim Morimoto | 4420782 | Stax Capital · CRD 300607 |
| Anthony Brown | 6900485 | Stax Capital · CRD 300607 |
| Jason S. Finley | 6602034 | Stax Capital · CRD 300607 |
| Deborah Ann Stackpole | 4969850 | Stonecrest Capital Markets, Inc. · CRD 39616 |
| Edward Pius Kasperavich | 4970038 | Stonecrest Capital Markets, Inc. · CRD 39616 |
| Terry Donald Deever | 4215379 | TCFG Wealth Management, LLC · CRD 164153 |
| Alysia Lindberg | 6046397 | TCFG Wealth Management, LLC · CRD 164153 |
| David P. Dahill | 6581024 | Thornhill Securities, Inc. · CRD 22333 |
| Thomas Book Jahncke | 1078444 | Titan Securities · CRD 131392 |
| Donald Lee Wells | 1217316 | Titan Securities · CRD 131392 |
| David Scott Coles | 1143362 | Triad Advisors LLC · CRD 25803 |
| Betty L. Friant | 2122446 | Wealthforge Securities, LLC · CRD 152550 |
| Chay Thomas Lapin | 6275140 | Wealthforge Securities, LLC · CRD 152550 |
| Jason Andrew Salmon | 6081963 | Wealthforge Securities, LLC · CRD 152550 |
Source: Form D, filed Apr 20, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Belden Brown | Executive |
| Thomas B. Jahncke | Executive |
| Passco Companies, Llc Passco Companies, Llc | Promoter |
| Passco Sapphire Bay Depositor, Llc Passco Sapphire Bay Depositor, Llc | Promoter |
| Passco Sapphire Bay Manager, Llc Passco Sapphire Bay Manager, Llc | Promoter |
| William O. Passo | Executive |
| Larry K. Sullivan | Executive |
Issuer details
Industry: Residential (See others in industry)
Address:
2050 Main Street, Suite 650
Irvine, CA, 92614
Irvine, CA, 92614