Form D · Other Technology
PARK CITY GROUP INC
Salt Lake City, UT · CIK 0000050471
Offering snapshot reported Apr 10, 2013 · SEC filing
- Reported sold
- $4.34M Offering amount: $4.34M
- Investors reported
- 23 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 12, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$3,922,015 → $4,342,015
- Reported investors22 → 23
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 10, 2013 | Amendment | $4,342,015 | $420,000vs Mar 21, 2013 | 23 | SEC filing |
| Mar 21, 2013 | Initial | $3,922,015 | No comparison | 22 | SEC filing |
| Jun 22, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jun 16, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $66K
- Finders' fees
- $0
- Form D file number
- 021-193709
DJS also received 5-year warrants to purchase 18,857 shares of Issuer's common stock. DJS solicited 3 of the investors, each a New York resident. The Issuer solicited all other investors, and paid no commission for the solicitation of these investors.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Dawson James Securities, Inc. ("DJS") | 130645 |
Source: Form D, filed Apr 10, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert W. Allen | Director |
| Edward L. Clissold | Executive |
| Austin Noll, Jr. F. | Director |
| Randall K. Fields | Director, Executive |
| James R. Gillis | Director |
| Robert P. Hermanns | Director |
| Ronald C. Hodge | Director |
| Richard K. Juliano | Director |
| William S. Kies, Jr. | Director |
| Austin F. Noll, Jr. | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:Salt Lake City, UT, 84111