Form D · Other Investment Fund

Paris Finance II, LLC

New York, NY · CIK 0001605662

Offering snapshot reported Apr 25, 2014 · SEC filing

Reported sold: $125M
Investors reported: 2
Minimum accepted: $250K
First sale: Feb 7, 2014

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 25, 2014	Initial	$125,099,948	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-216288

Source: Form D, filed Apr 25, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PARIS FINANCE II, LLC

Investment adviser: GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Gross asset value: $141M
Beneficial owners: 4
ADV minimum commitment: $0

Reported in Form ADV on Aug 24, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian U.S. BANK N.A. BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Filing source

Form ADV 1022985 · Aug 24, 2016 · Schedule D 7.B.(1), fund 805-6415653980

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Paris Finance I, LLC	Apr 25, 2014	$145,563,883	9
Paris Finance II, LLC (this fund)	Apr 25, 2014	$125,099,948	2
Paris Finance III, LLC	May 26, 2016	$135,500,000	15

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Guggenheim Partners Investment Management, Llc	Promoter
N/A U.S. Bank National Association, As Trustee	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Guggenheim Partners Investment Mgmt. 330 Madison Avenue
New York, NY, 10017