Form D · Pharmaceuticals
PARATEK PHARMACEUTICALS INC
Boston, MA · CIK 0001037643
Offering snapshot reported Jul 16, 2014 · SEC filing
- Reported sold
- $93M Offering amount: $93M
- Investors reported
- 54 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 30, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 16, 2014 | Amendment | $93,000,000 | $0vs Jul 15, 2014 | 54 | SEC filing |
| Jul 15, 2014 | Initial | $93,000,000 | No comparison | 54 | SEC filing |
| Nov 5, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 23, 2006 | Paper | Not reported | No comparison | Not reported |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.5M
- Finders' fees
- $0
- Form D file number
- 021-221025
In addition, various noteholders converted promissory notes having an aggregate principal amount of $6,000,000 into shares of common stock.
Plus up to $75,000 in expense reimbursement.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Ladenburg Thalmann & Co. Inc. | 505 | |
| Trout Capital LLC | 131489 |
Source: Form D, filed Jul 16, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Beverly Armstrong | Executive |
| Michael Bigham | Director, Executive |
| Kathryn Boxmeyer | Executive |
| Sean M. Johnston | Executive |
| Richard Lim | Director |
| Evan Loh | Director, Executive |
| Dennis Molnar | Executive |
| S. Ken Tanaka | Executive |
Issuer details
Industry: Pharmaceuticals (See others in industry)
Address:Boston, MA, 02111