Form D · Other Investment Fund

Parallaxes Capital Opportunity Fund IV, L.P.

New York, NY · CIK 0001916387

Offering snapshot reported Mar 13, 2023 · SEC filing

Reported sold: $75.4M
Investors reported: 41
Minimum accepted: $0
First sale: Mar 21, 2022

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 41

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 13, 2023	Amendment	$75,385,000	No comparison	41	SEC filing
Mar 21, 2022	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $3.75M (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-438136

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Blue Sand Securities LLC	142976
Monument Group Inc.	36399
Northern Lights Alternative Advisors LLP	None
UBS Securities LLC	7654
Erigo Capital Partners LLC	None	Greenwich Capital Partners, LLC · CRD 305693

Source: Form D, filed Mar 13, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PARALLAXES CAPITAL OPPORTUNITY FUND IV, L.P.

Investment adviser: PARALLAXES CAPITAL MANAGEMENT, LLC

Gross asset value: $62.8M
Beneficial owners: 44
ADV minimum commitment: $10K

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator TRIDENT TRUST FUND SERVICES ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG CAMANA BAY, Cayman Islands

Custodian JPMORGAN CHASE & CO NEW YORK, New York, United States Related to adviser: No

Custodian VALLEY NATIONAL BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 1655

JPMORGAN CHASE & CO
LEI 8I5DZWZKVSZI1NUHU748

VALLEY NATIONAL BANK
LEI KI0VI4JRMCIJ329YTN75

Filing source

Form ADV 2080779 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-2187071678

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Parallaxes Capital Opportunity Fund I, L.P.	Sep 26, 2018	$23,000,000	36
Parallaxes Capital Opportunity Fund II, L.P.	Feb 20, 2019	Yet to sell	0
Parallaxes Capital Opportunity Fund III, L.P.	Sep 23, 2020	$33,750,000	24
Parallaxes Capital Opportunity Fund IV, L.P. (this fund)	Mar 13, 2023	$75,385,000	41
Parallaxes Capital Opportunity Fund VI, L.P.	Mar 15, 2024	$94,292,000	34
Parallaxes Capital Opportunity Fund VII, L.P.	Jun 12, 2025	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Andrew Lee	Executive
Parallaxes Capital Opportunity Fund Iv G.P. Holdings, Llc	Promoter
Parallaxes Capital Opportunity Fund Iv G.P., L.P.	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

250 Park Avenue Floor 7
New York, NY, 10177