Form D · Private Equity Fund

Parallax Capital Fund, L.P.

Laguna Hills, CA · CIK 0001566205

Offering snapshot reported Jun 5, 2014 · SEC filing

Reported sold: $116M
Investors reported: 12
Minimum accepted: $5M
First sale: Dec 28, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$55,000,000 → $115,500,500
Reported investors5 → 12

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 5, 2014	Amendment	$115,500,500	$60,500,500vs Jan 9, 2013	12	SEC filing
Jan 9, 2013	Initial	$55,000,000	No comparison	5	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $2.64M
Finders' fees: $0
Form D file number: 021-189782

The Sales Commissions is a Placement Agent Fee.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Atlantic-Pacific Capital, Inc.	38356

Source: Form D, filed Jun 5, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James R Hale	Executive
Lisa Hale	Executive
N/A N/A Parallax Capital, L.P.	Promoter
Parallax Capital, L.P.	Promoter
N/A N/A Parallax Holdings, Llc	Promoter
Parallax Holdings, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

23332 Mill Creek Dr., Suite 155
Laguna Hills, CA, 92653