Form D · Private Equity Fund

Paragon Outcomes Onshore Fund LLC

New York, NY · CIK 0001638047

Offering snapshot reported May 26, 2017 · SEC filing

Reported sold: $76.4M
Investors reported: 4
Minimum accepted: $25M
First sale: Jan 31, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$74,765,000 → $76,376,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 26, 2017	Amendment	$76,376,000	$1,611,000vs May 27, 2016	4	SEC filing
May 27, 2016	Amendment	$74,765,000	$16,165,000vs May 29, 2015	4	SEC filing
May 29, 2015	Initial	$58,600,000	No comparison	7	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-240806

Source: Form D, filed May 26, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PARAGON OUTCOMES ONSHORE FUND LLC

Investment adviser: PARAGON OUTCOMES MANAGEMENT LLC

Gross asset value: $26.2M
Beneficial owners: 4
ADV minimum commitment: $25M

Reported in Form ADV on Nov 5, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MAITLAND ADMINISTRATION (US) LLC MANAKIN-SABOT, Virginia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP ROSELAND, New Jersey, United States

Custodian FIDELITY BROKERAGE SERVICES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian SIGNATURE BANK NEW YORK, New York, United States Related to adviser: No

Custodian UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Prime broker UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHNREZNICK LLP
PCAOB 596

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

MORGAN STANLEY & CO. LLC
SEC 8-15869

SIGNATURE BANK
LEI VLP5AP0XK2GM6GKD1007

UBS FINANCIAL SERVICES INC.
SEC 8-16267

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 8-16267

Filing source

Form ADV 1249646 · Nov 5, 2018 · Schedule D 7.B.(1), fund 805-1876277770

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Shelanu Capital, Llc	Promoter
Frank Tripoli	Executive
Eric Wolf	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

509 Madison Avenue Suite 606
New York, NY, 10022