Form D · Other Investment Fund

Parafi Private Opportunities LLC - Series A

San Francisco, CA · CIK 0001747162

Offering snapshot reported Apr 12, 2019 · SEC filing

Reported sold: $2.74M
Investors reported: 26
Minimum accepted: $0
First sale: Jul 6, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$2,300,000 → $2,735,000
Reported investors22 → 26

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 12, 2019	Amendment	$2,735,000	$435,000vs Aug 2, 2018	26	SEC filing
Aug 2, 2018	Initial	$2,300,000	No comparison	22	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-318400

Source: Form D, filed Apr 12, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PARAFI PRIVATE OPPORTUNITIES LLC - SERIES A

Investment adviser: PARAFI CAPITAL LP

Gross asset value: $35K
Beneficial owners: 25
ADV minimum commitment: $50K

Reported in Form ADV on Mar 31, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FORMIDIUM CORP DOWNERS GROVE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY, MAY & CO., LLP ENGLEWOOD, Colorado, United States

Custodian PACIFIC WESTERN BANK SAN FRANCISCO, California, United States Related to adviser: No

Prime broker TRADESTATION SECURITIES, INC. MIAMI, Florida, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY, MAY & CO., LLP
PCAOB 673

PACIFIC WESTERN BANK
LEI 549300A7DTSCJLJ33451

TRADESTATION SECURITIES, INC.
CRD 39473 · SEC 8-48711

Filing source

Form ADV 1713430 · Mar 31, 2023 · Schedule D 7.B.(1), fund 805-5912128816

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Blocktree Capital Llc	Executive, Promoter
Benjamin Forman	Executive
N/A Para Fi Capital Llc	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

600 California Street, Floor 11
San Francisco, CA, 94108