Form D · Hedge Fund

PARADIGM INVESTORS (QP), L.P.

Dallas, TX · CIK 0001448147

Offering snapshot reported Apr 21, 2015 · SEC filing

Reported sold
$195M
Indefinite offering
Investors reported
60
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jan 1, 2000
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$97.3M$195MOct 14, 2008Jan 28, 2011: $121,389,053.00Apr 10, 2012: $155,928,053.00Jan 28, 2013: $194,326,653.00Jan 28, 2013: $194,326,653.00Feb 12, 2014: $194,576,653.00Apr 21, 2015: $194,576,653.00Apr 21, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 21, 2015Amendment$194,576,653$0vs Feb 12, 201460SEC filing
Feb 12, 2014Amendment$194,576,653$250,000vs Jan 28, 201360SEC filing
Jan 28, 2013Amendment$194,326,653$38,398,600vs Apr 10, 201229SEC filing
Jan 28, 2013Amendment$194,326,653$38,398,600vs Apr 10, 201259SEC filing
Apr 10, 2012Amendment$155,928,053$34,539,000vs Jan 28, 201121SEC filing
Jan 28, 2011Amendment$121,389,053No comparison12SEC filing
Oct 14, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-123487
Total Amount Sold reflects cumulative subscriptions since inception. Number of Investors (Item 14) reflects cumulative subscribers since inception. Responses do not reflect withdrawals, performance-based changes in value, or current number of investors.

Source: Form D, filed Apr 21, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PARADIGM INVESTORS (QP), LP

Investment adviser: PARADIGM ADVISORS, L.L.C.

Gross asset value
$22.9M
Beneficial owners
7
ADV minimum commitment
$500K

Reported in Form ADV on May 21, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STONE COAST FUND SERVICES, LLC PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP DALLAS, Texas, United States
Custodian JP MORGAN CHASE & CO. BROOKLYN, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Marketer FRONTIER SOLUTIONS, LLC ATLANTA, Georgia, United States Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MORGAN STANLEY & CO. LLC
SEC 8-15869

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

FRONTIER SOLUTIONS, LLC
CRD 136102 · SEC 8-66972

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 825200 · May 21, 2014 · Schedule D 7.B.(1), fund 805-2592597071

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
W. Kirk Dunk Promoter
Michelle U. Gass Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
8117 Preston Road Suite 725
Dallas, TX, 75225