Form D · Hedge Fund

PARADIGM INVESTORS OVERSEAS EQUITY FUND, LTD.

Grand Cayman, E9 · CIK 0001448146

Offering snapshot reported Jan 28, 2013 · SEC filing

Reported sold: $243M
Investors reported: 43
Minimum accepted: $500K
First sale: Feb 1, 2001

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$238,321,791 → $242,821,791
Reported investors25 → 43

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 28, 2013	Amendment	$242,821,791	$4,500,000vs Apr 10, 2012	43	SEC filing
Apr 10, 2012	Amendment	$238,321,791	$67,722,000vs Jan 28, 2011	25	SEC filing
Jan 28, 2011	Amendment	$170,599,791	No comparison	21	SEC filing
Oct 14, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-123488

Total Amount Sold reflects cumulative subscriptions since inception. Number of Investors (Item 14) reflects cumulative subscribers since inception. Responses do not reflect withdrawals, performance-based changes in value, or current number of investors.

Source: Form D, filed Jan 28, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PARADIGM INVESTORS OVERSEAS EQUITY FUND, LTD.

Investment adviser: PARADIGM ADVISORS, L.L.C.

Gross asset value: $77.9M
Beneficial owners: 16
ADV minimum commitment: $500K

Reported in Form ADV on Apr 26, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STONE COAST FUND SERVICES, LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP DALLAS, Texas, United States

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 733602 · Apr 26, 2013 · Schedule D 7.B.(1), fund 805-8533518530

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
W. Kirk Dunk	Director, Promoter
Michelle U. Gass	Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Intertrust Cayman 190 Elgin Avenue, George Town
Grand Cayman, E9, KY1-9005