Form D · Other Investment Fund

Parabellum Partners I, LP

New York, NY · CIK 0001643184

Offering snapshot reported Nov 18, 2016 · SEC filing

Reported sold: $87.1M
Investors reported: 6
Minimum accepted: $0
First sale: Jun 1, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 6

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 18, 2016	Amendment	$87,125,000	No comparison	6	SEC filing
May 31, 2016	Amendment	$79,265,000	No comparison	5	SEC filing
May 29, 2015	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $2.7M (estimated)
Finders' fees: $0
Form D file number: 021-240834

Assumes maximum commissions earned. Amounts to be paid by the Investment Manager in accordance with a schedule based upon capital raised from U.S. investors as more fully set forth in the offering materials.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Frontier Solutions, LLC	136102	-
KIdron Capital Advisors LLC	149826	-

Source: Form D, filed Nov 18, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PARABELLUM PARTNERS I, LP

Investment adviser: PARABELLUM CAPITAL LLC

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $0

Reported in Form ADV on Aug 4, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C GLOBEOP WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG BOSTON, Massachusetts, United States

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

Filing source

Form ADV 1778375 · Aug 4, 2023 · Schedule D 7.B.(1), fund 805-2705588089

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Parabellum Partners I, LP (this fund)	Nov 18, 2016	$87,125,000	6
Parabellum Partners II, LP	May 15, 2020	$433,458,244	88
Parabellum Partners III, LP	Apr 12, 2023	$541,670,400	80
Parabellum Partners IV, LP	Feb 12, 2026	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Martin Flics	Executive
David Icikson	Executive
Aaron Katz	Executive
Parabellum Capital, Llc	Executive
Pblm General Partner I, Llc	Executive
Howard Shams	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Pblm General Partner I, Llc 100 Broadway, 22 Nd Floor
New York, NY, 10005