Form D · Investment Banking

PANMURE GORDON & CO PLC

London, X0 · CIK 0001436915

Offering snapshot reported Jun 1, 2011 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 1, 2011InitialYet to sellNo comparison0SEC filing
Sep 3, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Jun 3, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Option to acquire, Security to be acquired
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-160593
This filing relates to certain conditional awards of ordinary shares to employees pursuant to the Performance Share Plan. The conditional awards vest in equal fifths over the next 5 years (and in some cases are subject to certain performance conditions)

Source: Form D, filed Jun 1, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Anthony Cann Director
Tom Forcier Executive
Simon Heale Director
Timothy Linacre Director, Executive
Asar Mashkoor Director
Shahzad Shahbaz Director
Nader Shenouda Director
Philip Tansey Director, Executive
Edmond Warner Director
Sarah Wigley Executive

Issuer details

Industry: Investment Banking (See others in industry)

Address:
155 Moorgate
London, X0, EC2M 6XB