Form D · Hedge Fund

PanAgora Diversified Arbitrage Fund, LLC

Boston, MA · CIK 0001550540

Offering snapshot reported Jul 19, 2018 · SEC filing

Reported sold: $25.1M
Investors reported: 16
Minimum accepted: $0
First sale: Apr 18, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 19, 2018	Amendment	$25,109,795	$0vs Jul 25, 2017	16	SEC filing
Jul 25, 2017	Amendment	$25,109,795	-$400,000vs Jul 29, 2016	16	SEC filing
Jul 29, 2016	Amendment	$25,509,795	$5,534,795vs Sep 18, 2015	15	SEC filing
Sep 18, 2015	Amendment	$19,975,000	$12,520,000vs Sep 17, 2014	13	SEC filing
Sep 17, 2014	Amendment	$7,455,000	-$2,095,000vs Dec 27, 2012	12	SEC filing
Dec 27, 2012	Amendment	$9,550,000	$0vs May 22, 2012	8	SEC filing
May 22, 2012	Initial	$9,550,000	No comparison	8	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-178654

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Foreside Fund Services, LLC	46106

Source: Form D, filed Jul 19, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PANAGORA DIVERSIFIED ARBITRAGE FUND, LLC

Investment adviser: PANAGORA ASSET MANAGEMENT INC

Gross asset value: $15.4M
Beneficial owners: 3
ADV minimum commitment: $3M

Reported in Form ADV on Aug 17, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STONE COAST FUND SERVICES, LLC PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE, LLP BOSTON, Massachusetts, United States

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Marketer FORESIDE FUND SERVICES, LLC PORTLAND, Maine, United States Related to adviser: No

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE, LLP
PCAOB 34

J.P. MORGAN CLEARING CORP.
SEC 8-43724

FORESIDE FUND SERVICES, LLC
CRD 46106 · SEC 8-51293

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 1235423 · Aug 17, 2018 · Schedule D 7.B.(1), fund 805-3515859231

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Yutaka Ideguchi	Director
Louis Xavier Iglesias	Executive
Keisuke Kawasaki	Director
George Deckey Mussalli	Executive
Robert Jeffery Orr	Director
N/A Pan Agora Asset Management, Inc.	Promoter
Edward Enping Qian	Executive
Robert Lloyd Reynolds	Director
Eric Hevering Sorensen	Executive
Paul Sutton	Executive
Richard B. Tibbets	Director
Gregory Dennis Tretiak	Director
Michael H. Turpin	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Panagora Asset Management, Inc. 470 Atlantic Avenue, 8th Floor
Boston, MA, 02210