Form D · Hedge Fund

PAN SPECIAL OPPORTUNITIES, L.P.

New York, NY · CIK 0001433696

Offering snapshot reported Jul 20, 2012 · SEC filing

Reported sold: $9.37M
Investors reported: 21
Minimum accepted: $1M
First sale: Apr 1, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 20, 2012	Amendment	$9,365,910	$0vs Jul 21, 2011	21	SEC filing
Jul 21, 2011	Amendment	$9,365,910	$53,626vs Jul 21, 2010	21	SEC filing
Jul 21, 2010	Amendment	$9,312,284	$212,284vs Mar 1, 2010	20	SEC filing
Mar 1, 2010	Amendment	$9,100,000	$1,042,866vs May 14, 2009	22	SEC filing
May 14, 2009	Amendment	$8,057,134	No comparison	Not reported	SEC filing
Apr 23, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-117584

Source: Form D, filed Jul 20, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PAN SPECIAL OPPORTUNITIES, L.P.

Investment adviser: PAN RELIANCE LLC

Gross asset value: $9.91M
Beneficial owners: 12
ADV minimum commitment: $1M

Reported in Form ADV on Mar 30, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator J.D. CLARK & CO. OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEISERMAZARS LLP NEW YORK, New York, United States

Custodian JP MORGAN PRIVATE BANK - DE NEWARK, Delaware, United States Related to adviser: No

Custodian UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No

Marketer OUNAVARRA CAPITAL LLC NEW YORK, New York, United States Related to adviser: No

Marketer SOURCE CAPITAL GROUP, INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

UBS FINANCIAL SERVICES INC.
SEC 8-16267

OUNAVARRA CAPITAL LLC
CRD 143381 · SEC 8-67556

SOURCE CAPITAL GROUP, INC.
CRD 36719

Filing source

Form ADV 624738 · Mar 30, 2012 · Schedule D 7.B.(1), fund 805-2729411737

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Amanda H. Haynes Dale	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O A.H. Haynes & Co., Inc. 750 Lexington Avenue, 24 Th Floor
New York, NY, 10022