Form D · Other
PAM GLOBAL DIVERSIFIED FUND LLC
Chicago, IL · CIK 0001453364
Offering snapshot reported Jan 29, 2025 · SEC filing
- Reported sold
- $103M Indefinite offering
- Investors reported
- 570 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Dec 1, 2008 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 29, 2025 | Initial | $102,828,665 | No comparison | 570 | SEC filing |
| Jan 24, 2024 | Initial | $102,828,665 | No comparison | 570 | SEC filing |
| Jan 22, 2024 | Amendment | $102,828,665 | $0vs Jan 22, 2024 | 570 | SEC filing |
| Jan 22, 2024 | Amendment | $102,828,665 | $0vs Jul 12, 2023 | 570 | SEC filing |
| Jul 12, 2023 | Amendment | $102,828,665 | $0vs Jul 1, 2022 | 570 | SEC filing |
| Jul 1, 2022 | Amendment | $102,828,665 | $0vs Jul 7, 2021 | 570 | SEC filing |
| Jul 7, 2021 | Amendment | $102,828,665 | No comparison | Not reported | SEC filing |
| Oct 21, 2019 | Amendment | $102,828,665 | $0vs May 31, 2018 | 570 | SEC filing |
| May 31, 2018 | Amendment | $102,828,665 | $425,000vs Jun 2, 2017 | 570 | SEC filing |
| Jun 2, 2017 | Amendment | $102,403,665 | $0vs Oct 30, 2015 | 569 | SEC filing |
| Oct 30, 2015 | Amendment | $102,403,665 | $618,999vs Oct 22, 2014 | 569 | SEC filing |
| Oct 22, 2014 | Amendment | $101,784,666 | $25,000vs Nov 26, 2013 | 566 | SEC filing |
| Nov 26, 2013 | Amendment | $101,759,666 | $905,001vs Mar 12, 2013 | 565 | SEC filing |
| Mar 12, 2013 | Amendment | $100,854,665 | $52,261,474vs Apr 4, 2012 | 562 | SEC filing |
| Apr 4, 2012 | Amendment | $48,593,191 | $0vs Jan 20, 2010 | 10 | SEC filing |
| Jan 20, 2010 | Initial | $48,593,191 | No comparison | 10 | SEC filing |
| Dec 22, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $515K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-536649
LLC Units (Series 1 & Series 2)
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| UHLMANN PRICE SECURITIES, LLC | 42854 | UHLMANN PRICE SECURITIES, LLC · CRD 42854 |
| Wells Fargo Advisors, LLC | 19616 | Wells Fargo Advisors, LLC · CRD 19616 |
| Stephens, Inc. | 3496 | Stephens, Inc. · CRD 3496 |
Source: Form D, filed Jan 29, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PAM GLOBAL DIVERSIFIED FUND, LLC
Investment adviser: PRICE ASSET MANAGEMENT, LLC
- Gross asset value
- $2.97M
- Beneficial owners
- 18
- ADV minimum commitment
- $25K
Reported in Form ADV on Jun 8, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
RYAN & JURASKA LLP
PCAOB 3407
UHLMANN PRICE SECURITIES, LLC
CRD 42854 · SEC 8-50041
Filing source
Form ADV 1429523 · Jun 8, 2020 · Schedule D 7.B.(1), fund 805-4625271392
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Roxanne Bennett | Executive |
| Maura A. Clark | Executive |
| Marilyn S. Cleeff | Executive |
| Allen D. Goodman | Executive |
| Price Asset Management Inc | Promoter |
| Price Asset Management Llc | Promoter |
| Walter Thomas Price Iii | Executive |
| John D. Reese | Executive |
| David F. Schink | Executive |
| Michelle A Williams | Executive |
Issuer details
Industry: Other (See others in industry)
Address:Chicago, IL, 60606