Form D · Hedge Fund

Palo Alto Technology Fund L P

Palo Alto, CA · CIK 0001381220

Offering snapshot reported Mar 24, 2010 · SEC filing

Reported sold
$27.3M
Offering amount: $500M
Investors reported
18
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Feb 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$13.7M$27.3MMar 9, 2009: $27,205,000.00Mar 9, 2009Mar 24, 2010: $27,305,000.00Mar 24, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$27,205,000 → $27,305,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 24, 2010Amendment$27,305,000$100,000vs Mar 9, 200918SEC filing
Mar 9, 2009Amendment$27,205,000No comparisonNot reportedSEC filing
Nov 2, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-96573
The issuer does not pay any sales commissions or finders' fees expenses. The general partner of the issuer pays a portion of the management fees it receives from the issuer to Citigroup World Markets Inc. and Morgan Stanley Smith Barney LLC.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Citigroup Global Markets Inc.7059
Morgan Stanley Smith Barney LLC149777

Source: Form D, filed Mar 24, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William L. Edwards Executive, Promoter
N/A Palo Alto Investors, Llc Executive, Promoter
Mark Shamia Executive, Promoter
Anthony Joon Yun Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
470 University Avenue
Palo Alto, CA, 94301