Form D · Hedge Fund

PALO ALTO SPV I LP

Palo Alto, CA · CIK 0001437829

Offering snapshot reported Apr 29, 2013 · SEC filing

Reported sold
$40.7M
Offering amount: $500M
Investors reported
5
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
May 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$20.3M$40.7MJun 16, 2008Jun 8, 2009: $20,650,000.00Jun 8, 2009Mar 26, 2010: $40,650,000.00Apr 18, 2011: $40,650,000.00Apr 18, 2011Apr 17, 2012: $40,650,000.00Apr 17, 2012Apr 29, 2013: $40,650,000.00Apr 29, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 29, 2013Amendment$40,650,000$0vs Apr 17, 20125SEC filing
Apr 17, 2012Amendment$40,650,000$0vs Apr 18, 20115SEC filing
Apr 18, 2011Amendment$40,650,000$0vs Mar 26, 20105SEC filing
Mar 26, 2010Amendment$40,650,000$20,000,000vs Jun 8, 20095SEC filing
Jun 8, 2009Amendment$20,650,000No comparison4SEC filing
Jun 16, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-119290
Limited partner interests

Source: Form D, filed Apr 29, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PALO ALTO SPV I, L.P.

Investment adviser: PALO ALTO INVESTORS LP

Gross asset value
$744K
Beneficial owners
4
ADV minimum commitment
$10M

Reported in Form ADV on Feb 5, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (BERMUDA) LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 783818 · Feb 5, 2014 · Schedule D 7.B.(1), fund 805-2124121364

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William L. Edwards Executive, Promoter
Patrick Y. Lee Executive
N/A Palo Alto Investors, Llc Executive
Mark Shamia Executive, Promoter
Scott R. Smith Executive
Anthony Joon Yun Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
470 University Avenue
Palo Alto, CA, 94301