Form D · Hedge Fund

Palo Alto Micro Cap Liquidating Fund, L.P.

Palo Alto, CA · CIK 0001572537

Offering snapshot reported Mar 28, 2013 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 28, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-194145
Limited partner interests

Source: Form D, filed Mar 28, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PALO ALTO MICRO CAP LIQUIDATING FUND, L.P.

Investment adviser: PALO ALTO INVESTORS LP

Gross asset value
$2.89M
Beneficial owners
60
ADV minimum commitment
$1M

Reported in Form ADV on Mar 17, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 1078414 · Mar 17, 2017 · Schedule D 7.B.(1), fund 805-1406725268

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Patrick Y. Lee Executive
N/A Palo Alto Investors, Llc Executive
Scott R. Smith Executive
Anthony Joon Yun Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
470 University Avenue Palo Alto
Palo Alto, CA, 94301