Form D · Hedge Fund
PALO ALTO ENERGY FUND, L.P.
Palo Alto, CA · CIK 0001271680
Offering snapshot reported Dec 14, 2011 · SEC filing
- Reported sold
- $167M Offering amount: $500M
- Investors reported
- 85 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Jan 1, 2004 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 14, 2011 | Amendment | $166,560,130 | $0vs Apr 14, 2011 | 85 | SEC filing |
| Apr 14, 2011 | Amendment | $166,560,130 | $75,973vs Mar 24, 2010 | 85 | SEC filing |
| Mar 24, 2010 | Amendment | $166,484,157 | $140,000vs Mar 9, 2009 | 85 | SEC filing |
| Mar 9, 2009 | Amendment | $166,344,157 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-60630
Limited partner interests
The issuer does not pay any sales commissions or finders' fees expenses. The general partner of the issuer pays a portion of the management fees it receives from the issuer to Citigroup World Markets Inc. and Morgan Stanley Smith Barney LLC.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Citigroup Global Markets Inc. | 7059 | |
| Morgan Stanley Smith Barney LLC | 149777 |
Source: Form D, filed Dec 14, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William L. Edwards | Executive, Promoter |
| N/A Palo Alto Investors, Llc | Executive, Promoter |
| Mark Shamia | Executive, Promoter |
| Anthony Joon Yun | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Palo Alto, CA, 94301