Form D · Other Real Estate
Palmetto Minerals Investors, LLC
Rome, GA · CIK 0001694553
Offering snapshot reported Jan 13, 2017 · SEC filing
- Reported sold
- $4.36M Offering amount: $6.35M
- Investors reported
- 62 Form D · investor count
- Minimum accepted
- $9.5K Reported outside-investor minimum
- First sale
- Dec 29, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 13, 2017 | Initial | $4,361,964 | No comparison | 62 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $635K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-278355
The sales commission percentage is 6%, the managing dealer fee is 1%, the sales and marketing fee is 2% and the due diligence fee is 1%. If the maximum offering is raised, the Issuer would pay a maximum amount of $635,000 in commissions and fees.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Capital Investment Brokerage, Inc. | 40657 | Roy Terry Bass · CRD 1424167 |
| Capital Investment Group, Inc. | 14752 | Richard Gardner · CRD 2813612 |
| Dempsey Lord Smith, LLC | 141238 | Don Deans · CRD 2870570 |
| Silber Bennett Financial, Inc. | 156435 | Miki Hashimoto · CRD 4728769 |
Source: Form D, filed Jan 13, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Valley, Llc Little Texas | Director |
| Daniel Owens | Director, Executive |
| Justin Owens | Director |
| Tyler Owens | Director |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
2300 Jl Todd Drive Ne
Rome, GA, 30161
Rome, GA, 30161