Form D · Other Investment Fund

Palmer Square Ultra-Short Duration Investment Grade Fund LLC

Mission Woods, KS · CIK 0001584233

Offering snapshot reported Nov 4, 2026 · SEC filing

Reported sold: $1.23B
Investors reported: 207
Minimum accepted: $1M
First sale: Feb 15, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$806,598,443 → $1,234,112,477
Reported investors202 → 207

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 4, 2026	Amendment	$1,234,112,477	$427,514,034vs Nov 4, 2025	207	SEC filing
Nov 4, 2025	Amendment	$806,598,443	$47,982,414vs Nov 4, 2024	202	SEC filing
Nov 4, 2024	Amendment	$758,616,029	$99,031,229vs Nov 6, 2023	194	SEC filing
Nov 6, 2023	Amendment	$659,584,800	$324,846,582vs Nov 4, 2022	183	SEC filing
Nov 4, 2022	Amendment	$334,738,218	$54,069,999vs Nov 5, 2021	128	SEC filing
Nov 5, 2021	Amendment	$280,668,219	$112,670,000vs Nov 6, 2020	106	SEC filing
Nov 6, 2020	Amendment	$167,998,219	$721,001vs Nov 18, 2019	102	SEC filing
Nov 18, 2019	Amendment	$167,277,218	$145,411,070vs Nov 30, 2018	100	SEC filing
Nov 30, 2018	Amendment	$21,866,148	$790,317vs Nov 14, 2017	19	SEC filing
Nov 14, 2017	Amendment	$21,075,831	-$8,192,150vs Jan 30, 2017	17	SEC filing
Jan 30, 2017	Amendment	$29,267,981	-$89,098,851vs Jan 27, 2016	83	SEC filing
Jan 27, 2016	Amendment	$118,366,832	$112,692,760vs Oct 15, 2013	64	SEC filing
Oct 15, 2013	Initial	$5,674,072	No comparison	10	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-204583

Source: Form D, filed Nov 4, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PALMER SQUARE ULTRA-SHORT DURATION INVESTMENT GRADE FUND, LLC

Investment adviser: PALMER SQUARE CAPITAL MANAGEMENT LLC

Gross asset value: $390M
Beneficial owners: 42
ADV minimum commitment: $1M

Reported in Form ADV on Sep 22, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES, INC. OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP KANSAS CITY, Missouri, United States

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 2134056 · Sep 22, 2026 · Schedule D 7.B.(1), fund 805-1033566098

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Na Na Commonwealth Trust Company	Executive
Christopher D. Long	Director, Executive, Promoter
Na Na National Advisors Trust, Fsb	Executive
Na Na Palmer Square Capital Management Llc	Director, Promoter
N/A Palmer Square Capital Management Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1900 Shawnee Mission Parkway Suite 315
Mission Woods, KS, 66205