Form D · Hedge Fund

Palmer Square Opportunity Fund L.P.

Mission Woods, KS · CIK 0001467123

Offering snapshot reported Nov 14, 2017 · SEC filing

Reported sold: $1M
Investors reported: 1
Minimum accepted: $250K
First sale: Jul 1, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$48,491,153 → $1,000,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 14, 2017	Amendment	$1,000,000	-$47,491,153vs Nov 8, 2016	1	SEC filing
Nov 8, 2016	Amendment	$48,491,153	$14,510,960vs Feb 16, 2012	1	SEC filing
Feb 16, 2012	Amendment	$33,980,193	$17,264,596vs Jul 19, 2010	96	SEC filing
Jul 19, 2010	Amendment	$16,715,597	No comparison	66	SEC filing
Jul 7, 2009	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-132488

Source: Form D, filed Nov 14, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PALMER SQUARE OPPORTUNITY FUND L.P.

Investment adviser: PALMER SQUARE CAPITAL MANAGEMENT LLC

Gross asset value: $6.19M
Beneficial owners: 1
ADV minimum commitment: $250K

Reported in Form ADV on Dec 19, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP KANSAS CITY, Missouri, United States

Custodian NATIONAL FINANCIAL SERVICES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Filing source

Form ADV 1258799 · Dec 19, 2018 · Schedule D 7.B.(1), fund 805-6797333582

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Christopher D Long	Director, Executive, Promoter
Angie Knighton Long	Director, Executive
. Palmer Square Capital Advisors Llc	Promoter
N/A Palmer Square Capital Advisors Llc	Promoter
. Palmer Square Capital Management Llc	Promoter
N/A Palmer Square Capital Management Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2000 Shawnee Mission Parkway Suite 300
Mission Woods, KS, 66205