Form D · Other Investment Fund

Palmer Square Opportunistic Investment Grade Plus Trust

Leawood, KS · CIK 0001584228

Offering snapshot reported Oct 15, 2013 · SEC filing

Reported sold: $48.6M
Investors reported: 87
Minimum accepted: $250K
First sale: Feb 15, 2013

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 15, 2013	Initial	$48,631,735	No comparison	87	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-204573

Source: Form D, filed Oct 15, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PALMER SQUARE OPPORTUNISTIC INVESTMENT GRADE PLUS TRUST

Investment adviser: PALMER SQUARE CAPITAL MANAGEMENT LLC

Gross asset value: $48.6M
Beneficial owners: 87
ADV minimum commitment: $250K

Reported in Form ADV on Oct 15, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NATIONAL ADVISORS TRUST COMPANY, FSB OVERLAND PARK, Kansas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLADREY LLP DENVER, Colorado, United States

Custodian NATIONAL ADVISORS TRUST COMPANY, FSB OVERLAND PARK, Kansas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 757503 · Oct 15, 2013 · Schedule D 7.B.(1), fund 805-4353667081

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Na Na Commonwealth Trust Company	Executive
Christopher Dale Long	Executive
Na Na National Advisors Trust Company, Fsb	Executive
Na Na Palmer Square Capital Management Llc	Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

11300 Tomahawk Creek Parkway Suite 200
Leawood, KS, 66211