Form D · Other Investment Fund

PALMER SQUARE EMERGING MANAGER FUND L.P.

Leawood, KS · CIK 0001519990

Offering snapshot reported May 25, 2011 · SEC filing

Reported sold: $101M
Investors reported: 55
Minimum accepted: $25M
First sale: Feb 1, 2011

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 25, 2011	Initial	$101,210,000	No comparison	55	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-160335

The amount sold in Item 13 and the number of investors in Item 14 only reflect sales to US investors and does not take withdrawals or redemptions into consideration.

Limited Partnership Interests. The minimum investment in Item 11 may be waived, reduced or changed at the discretion of the General Partner.

Source: Form D, filed May 25, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PALMER SQUARE EMERGING MANAGER FUND L.P.

Investment adviser: PALMER SQUARE CAPITAL MANAGEMENT LLC

Gross asset value: $5.61M
Beneficial owners: 11
ADV minimum commitment: $250K

Reported in Form ADV on Sep 29, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US, LLP DENVER, Colorado, United States

Custodian NATIONAL FINANCIAL SERVICES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Filing source

Form ADV 1143627 · Sep 29, 2017 · Schedule D 7.B.(1), fund 805-7886082445

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
PALMER SQUARE EMERGING MANAGER FUND L.P. (this fund)	May 25, 2011	$101,210,000	55
Palmer Square Emerging Manager Fund II L.P.	Jul 3, 2012	$1,000,000	1

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Atlantic Asset Management, L.L.C	Executive, Promoter
Gary P. Henson	Executive, Promoter
Christopher D. Long	Executive, Promoter
N/A Maps Capital Advisors Llc	Executive, Promoter
N/A Maps Capital Management Llc	Promoter
N/A Montage Alternative Advisors Llc	Promoter
N/A Montage Alternative Capital Llc	Executive, Promoter
N/A Palmer Square Capital Advisors Llc	Executive, Promoter
N/A Palmer Square Capital Management Llc	Promoter
Ronald W. Sellers	Executive, Promoter
Donald W. Trotter	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

4200 W. 115 Th Street Suite 100
Leawood, KS, 66211