Form D · Other Investment Fund

Palm Tree Partners LP

St Louis, MO · CIK 0001387087

Offering snapshot reported Dec 19, 2011 · SEC filing

Reported sold: $72.4M
Investors reported: 60
Minimum accepted: $250K
First sale: Dec 20, 2006

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$47,297,191 → $72,422,675
Reported investors35 → 60

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 19, 2011	Amendment	$72,422,675	$25,125,484vs Dec 6, 2010	60	SEC filing
Dec 6, 2010	Amendment	$47,297,191	No comparison	35	SEC filing
Jan 16, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-98998

Source: Form D, filed Dec 19, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PALM TREE PARTNERS, LP

Investment adviser: ONEDIGITAL INVESTMENT ADVISORS LLC

Gross asset value: $49.4M
Beneficial owners: 25
ADV minimum commitment: $250K

Reported in Form ADV on Jul 19, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS FUND SERVICES DENVER, Colorado, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor MOSS ADAMS LLP DALLAS, Texas, United States

Custodian FIDELITY BROKERAGE SERVICES LLC SMITHFIELD, Rhode Island, United States Related to adviser: No

Custodian PNC BANK, NATIONAL ASSOCIATION CLEVELAND, Ohio, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MOSS ADAMS LLP
PCAOB 659

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

PNC BANK, NATIONAL ASSOCIATION
LEI AD6GFRVSDT01YPT1CS68

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 1889764 · Jul 19, 2024 · Schedule D 7.B.(1), fund 805-8728412024

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Hm Capital Management, Llc	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

8235 Forsyth Blvd Ste 540
St Louis, MO, 63105