Form D · Other Technology

PALISADE SYSTEMS, INC.

Des Moines, IA · CIK 0001489293

Offering snapshot reported Apr 19, 2011 · SEC filing

Reported sold
$1.98M
Offering amount: $5M
Investors reported
117
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 30, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$991K$1.98MApr 14, 2010: $335,002.00Apr 14, 2010Apr 19, 2011: $1,982,502.00Apr 19, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$335,002 → $1,982,502
  • Reported investors5 → 117

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 19, 2011Amendment$1,982,502$1,647,500vs Apr 14, 2010117SEC filing
Apr 14, 2010Initial$335,002No comparison5SEC filing

Offering details

Securities
Equity, Option to acquire
Exemptions
06
Duration over one year
Yes
Business combination
Yes
Sales commissions
$400K
Finders' fees
$0
Form D file number
021-140547
Placement agent fees are 8% of the gross amount of proceeds. Warrants to be offered as non-cash compensation.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
DeWaay Financial Network30767

Source: Form D, filed Apr 19, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Adam Stone Claypool Director, Executive, Promoter
Donald G. De Waay Director, Executive, Promoter

Issuer details

Industry: Other Technology (See others in industry)

Address:
400 Locust St., Ste 700
Des Moines, IA, 50309