Form D · Other Technology
PALISADE SYSTEMS INC
Ames, IA · CIK 0001112924
Offering snapshot reported Oct 2, 2009 · SEC filing
- Reported sold
- $1.59M Offering amount: $2.08M
- Investors reported
- 21 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jul 8, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,042,821 → $1,592,822
- Reported investors12 → 21
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 2, 2009 | Amendment | $1,592,822 | $550,001vs Jul 22, 2009 | 21 | SEC filing |
| Jul 22, 2009 | Initial | $1,042,821 | No comparison | 12 | SEC filing |
| May 9, 2006 | Paper | Not reported | No comparison | Not reported |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $150K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-89593
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Laidlaw & Company (UK), Ltd. | 119037 | |
| DeWaay Financial Network, L.L.C. | 30767 |
Source: Form D, filed Oct 2, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Adam Claypool | Director |
| Douglas Wayde Jacobson | Director, Executive |
| Christian L Renaud | Director, Executive |
| Donald G Schoen | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
2625 N. Loop Drive, Suite 2120
Ames, IA, 50010
Ames, IA, 50010