Form D · Hedge Fund

Axe-Houghton Associate Investment Fund, LLC

Fort Lee, NJ · CIK 0001555730

Offering snapshot reported Jul 1, 2026 · SEC filing

Reported sold
$6.18M
Indefinite offering
Investors reported
27
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Aug 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.09M$6.18MMay 3, 2021: $4,980,000.00May 3, 2021Oct 22, 2021: $5,150,000.00Oct 24, 2022: $5,330,000.00Oct 24, 2023: $5,340,000.00Oct 24, 2024: $5,340,000.00Oct 22, 2025: $5,790,000.00Jul 1, 2026: $6,175,000.00Jul 1, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,790,000 → $6,175,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 1, 2026Amendment$6,175,000$385,000vs Oct 22, 202527SEC filing
Oct 22, 2025Amendment$5,790,000$450,000vs Oct 24, 202427SEC filing
Oct 24, 2024Amendment$5,340,000$0vs Oct 24, 202325SEC filing
Oct 24, 2023Amendment$5,340,000$10,000vs Oct 24, 202225SEC filing
Oct 24, 2022Amendment$5,330,000$180,000vs Oct 22, 202124SEC filing
Oct 22, 2021Amendment$5,150,000$170,000vs May 3, 202123SEC filing
May 3, 2021Amendment$4,980,000No comparisonNot reportedSEC filing
May 1, 2020Amendment$4,840,000$315,000vs May 1, 201921SEC filing
May 1, 2019Amendment$4,525,000$1,580,000vs May 1, 201821SEC filing
May 1, 2018Amendment$2,945,000$0vs Apr 23, 201818SEC filing
Apr 23, 2018Amendment$2,945,000$340,000vs Apr 21, 201718SEC filing
Apr 21, 2017Amendment$2,605,000$105,000vs Apr 21, 201615SEC filing
Apr 21, 2016Amendment$2,500,000$0vs Apr 21, 201514SEC filing
Apr 21, 2015Amendment$2,500,000$135,000vs Apr 21, 201414SEC filing
Apr 21, 2014Amendment$2,365,000$1,355,000vs Aug 15, 201214SEC filing
Aug 15, 2012Initial$1,010,000No comparison7SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-182766

Source: Form D, filed Jul 1, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AXE-HOUGHTON ASSOCIATE INVESTMENT FUND, LLC CLASS A

Investment adviser: PALISADE CAPITAL MANAGEMENT, LP

Gross asset value
$1.74M
Beneficial owners
15
ADV minimum commitment
$5K

Reported in Form ADV on Jul 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Custodian THE HUNTINGTON NATIONAL BANK COLUMBUS, Ohio, United States Related to adviser: No
Prime broker FIDELITY BROKERAGE SERVICES LLC SMITHFIELD, Rhode Island, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740 · LEI 549300JRHF1MHHWUAW04

THE HUNTINGTON NATIONAL BANK
LEI 2WHM8VNJH63UN14OL754

FIDELITY BROKERAGE SERVICES LLC
CRD 7784 · SEC 8-23292

Filing source

Form ADV 2121534 · Jul 31, 2026 · Schedule D 7.B.(1), fund 805-1916626833

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Martin L. Berman Executive
Steven E. Berman Executive, Promoter
Alison A. Berman Executive
Jack Feiler Executive, Promoter
Brian Fern Executive
Bradley R. Goldman Executive
N/A Palisade Capital Management, L.L.C. Executive
N/A Palisade Capital Management, Lp Executive
Jeffrey D. Serkes Executive
Dennison T. Veru Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Bridge Plaza Suite 1095
Fort Lee, NJ, 07024