Form D · Pharmaceuticals
PAION AG
Aachen, 2M · CIK 0001594923
Offering snapshot reported Jul 18, 2014 · SEC filing
- Reported sold
- $6.75M Offering amount: $6.75M
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $3 Reported outside-investor minimum
- First sale
- Jul 4, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 18, 2014 | Initial | $6,745,985 | No comparison | 9 | SEC filing |
| Feb 20, 2014 | Initial | $4,349,671 | No comparison | 1 | SEC filing |
| Jan 27, 2014 | Initial | $4,097,400 | No comparison | 1 | SEC filing |
| Jan 15, 2014 | Amendment | $820,697 | -$2,826,413vs Jan 2, 2014 | 1 | SEC filing |
| Jan 2, 2014 | Initial | $3,647,110 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $225K
- Form D file number
- 021-221358
Based on the exchange rate of EUR 1 = USD 1.3598
Based on the exchange rate of EUR 1.00 = USD 1.3598
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Trout Capital LLC | 131489 |
Source: Form D, filed Jul 18, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Wolfgang Soehngen | Director, Executive |
| Mariola Soehngen | Director, Executive |
Issuer details
Industry: Pharmaceuticals (See others in industry)
Address:
Martinstrasse 10 12
Aachen, 2M, 52062
Aachen, 2M, 52062