Form D · Private Equity Fund

Paine & Partners Capital Fund IV, L.P.

George Town, E9 · CIK 0001608590

Offering snapshot reported Jan 6, 2015 · SEC filing

Reported sold: $850M
Investors reported: 43
Minimum accepted: $2M
First sale: Jul 8, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$476,000,000 → $850,000,000
Reported investors20 → 43

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 6, 2015	Amendment	$850,000,000	$374,000,000vs Aug 12, 2014	43	SEC filing
Aug 12, 2014	Amendment	$476,000,000	No comparison	20	SEC filing
Jul 1, 2014	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $7.74M
Finders' fees: $0
Form D file number: 021-220130

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Probitas Funds Group LLC	115876	Probitas Funds Group LLC · CRD 115876

Source: Form D, filed Jan 6, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PAINE SCHWARTZ FOOD CHAIN FUND IV, L.P.

Investment adviser: PAINE SCHWARTZ PARTNERS, LLC

Gross asset value: $896M
Beneficial owners: 50
ADV minimum commitment: $10M

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG LLP MINNEAPOLIS, Minnesota, United States

Custodian BMO BANK N.A CHICAGO, Illinois, United States Related to adviser: No

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian SILICON VALLEY BANK MENLO PARK, California, United States Related to adviser: No

Marketer PROBITAS FUNDS GROUP, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

KPMG LLP
PCAOB 185

Filing source

Form ADV 2077019 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-2314969514

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
W. Dexter Paine, Iii	Director
N/A Paine & Partners Capital Fund Iv Gp, L.P.	Promoter
N/A Paine & Partners Capital Fund Iv Gp, Ltd.	Promoter
Kevin M. Schwartz	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

190 Elgin Avenue
George Town, E9, KY1-9005