Form D · Hedge Fund

Pagoda International, Ltd.

Grand Cayman, E9 · CIK 0001620777

Offering snapshot reported Oct 13, 2017 · SEC filing

Reported sold
$63M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
May 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$31.5M$63MOct 22, 2015: $1,300,000.00Oct 22, 2015Oct 14, 2016: $62,950,000.00Oct 14, 2016Oct 13, 2017: $62,950,000.00Oct 13, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 13, 2017Amendment$62,950,000$0vs Oct 14, 20168SEC filing
Oct 14, 2016Amendment$62,950,000$61,650,000vs Oct 22, 20158SEC filing
Oct 22, 2015Initial$1,300,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-249931

Source: Form D, filed Oct 13, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PAGODA INTERNATIONAL, LTD

Investment adviser: PAGODA ASSET MANAGEMENT, LP

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Mar 19, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1186707 · Mar 19, 2018 · Schedule D 7.B.(1), fund 805-2344864696

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Ackerley Director
Matt Auriemma Director
Adam Bernstein Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Services Limited Ugland House, Po Box 309
Grand Cayman, E9, KY1-1104