Form D · Hedge Fund

PACIFICA CAPITAL FUND, L.P.

Leander, TX · CIK 0001471026

Offering snapshot reported Feb 13, 2017 · SEC filing

Reported sold: $17.2M
Investors reported: 17
Minimum accepted: $250K
First sale: Apr 27, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$17,214,183 → $17,227,183
Reported investors16 → 17

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 13, 2017	Amendment	$17,227,183	$13,000vs Mar 10, 2015	17	SEC filing
Mar 4, 2016	Amendment	$17,227,183	$13,000vs Mar 10, 2015	18	SEC filing
Mar 10, 2015	Amendment	$17,214,183	$7,270,734vs Mar 11, 2014	16	SEC filing
Mar 11, 2014	Amendment	$9,943,449	$0vs Mar 10, 2014	16	SEC filing
Mar 10, 2014	Amendment	$9,943,449	$228,000vs Mar 11, 2013	16	SEC filing
Mar 11, 2013	Amendment	$9,715,449	$976,883vs Mar 14, 2012	17	SEC filing
Mar 14, 2012	Amendment	$8,738,566	$515,272vs Mar 16, 2011	17	SEC filing
Mar 16, 2011	Amendment	$8,223,294	$923,419vs Mar 17, 2010	13	SEC filing
Mar 17, 2010	Amendment	$7,299,875	$0vs Mar 5, 2010	10	SEC filing
Mar 5, 2010	Amendment	$7,299,875	$999,875vs Jan 28, 2010	10	SEC filing
Jan 28, 2010	Amendment	$6,300,000	$250,000vs Sep 8, 2009	6	SEC filing
Sep 8, 2009	Initial	$6,050,000	No comparison	5	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-134222

The response to Item 13(b) does not reflect redemptions.

Source: Form D, filed Feb 13, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PACIFICA CAPITAL FUND, L.P.

Investment adviser: PACIFICA CAPITAL INVESTMENTS LLC

Gross asset value: $892K
Beneficial owners: 18
ADV minimum commitment: $250K

Reported in Form ADV on Mar 15, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS FUND SERVICES, INC. BELLEVUE, Washington, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor SANVILLE & COMPANY ABINGTON, Pennsylvania, United States

Custodian CHARLES SCHWAB & CO., INC. PHOENIX, Arizona, United States Related to adviser: No

Marketer ANDREW CARPIAC LOS ANGELES, California, United States Related to adviser: No

Marketer BARRY SWIDLER BROOKVILLE, New York, United States Related to adviser: No

Marketer CLIFFORD LORD LOS ANGELES, California, United States Related to adviser: No

Marketer GRAHAM RILEY EVERGREEN, Colorado, United States Related to adviser: No

Marketer STEVEN JAY SAMUELS SADDLE BROOK, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

SANVILLE & COMPANY
PCAOB 169

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Filing source

Form ADV 1186892 · Mar 15, 2018 · Schedule D 7.B.(1), fund 805-4977714886

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Andrew Carpiac	Executive
Blake Isaacson	Executive
Steven Leonard	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1505 Lions Lair
Leander, TX, 78641