Form D · Other Investment Fund

Pacific Ridge Small Cap Value Fund LLC

Lake Oswego, OR · CIK 0001537156

Offering snapshot reported Mar 9, 2022 · SEC filing

Reported sold
$3.42M
Offering amount: $10M
Investors reported
7
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Mar 1, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.71M$3.42MMar 10, 2020Mar 9, 2021: $3,382,680.00Mar 9, 2021Mar 9, 2022: $3,418,180.00Mar 9, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,382,680 → $3,418,180

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 9, 2022Amendment$3,418,180$35,500vs Mar 9, 20217SEC filing
Mar 9, 2021Amendment$3,382,680No comparison7SEC filing
Mar 10, 2020InitialYet to sellNo comparison0SEC filing
Mar 12, 2018AmendmentYet to sellNo comparison0SEC filing
Mar 10, 2017InitialYet to sellNo comparison0SEC filing
Mar 12, 2015Initial$226,044No comparison8SEC filing
Mar 5, 2014Amendment$2,677,618$0vs Mar 14, 20134SEC filing
Mar 14, 2013Amendment$2,677,618$59,615vs Dec 15, 20114SEC filing
Dec 15, 2011Initial$2,618,003No comparison2SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-362434
The amounts sold and number of purchasers reported in the Form D do not take redemptions and/or withdrawals into consideration.
Limited liability company interests. The minimum investment reflected in Item 11 may be waived.

Source: Form D, filed Mar 9, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PACIFIC RIDGE SMALL CAP VALUE FUND LLC

Investment adviser: PACIFIC RIDGE CAPITAL PARTNERS, LLC

Gross asset value
$3.08M
Beneficial owners
7
ADV minimum commitment
$250K

Reported in Form ADV on Mar 9, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELAP LLP LAKE OSWEGO, Oregon, United States
Custodian THE WILMINGTON TRUST COMPANY WILMINGTON, Delaware, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

DELAP LLP
PCAOB 116

Filing source

Form ADV 1612233 · Mar 9, 2022 · Schedule D 7.B.(1), fund 805-5234070595

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark D. Cooper Director, Executive, Promoter
N/A Pacific Ridge Capital Parnters, Llc Executive, Promoter
Peter K. Trumbo Director, Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4900 Meadows Road, Suite 320
Lake Oswego, OR, 97035