Form D · Other Real Estate

Pacific Oak Opportunity Zone Fund I, LLC

Los Angeles, CA · CIK 0001782022

Offering snapshot reported Jan 14, 2022 · SEC filing

Reported sold: $52.9M
Investors reported: 66
Minimum accepted: $0
First sale: Jun 27, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$29,805,706 → $52,884,952
Reported investors9 → 66

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 14, 2022	Amendment	$52,884,952	$23,079,246vs Jan 14, 2021	66	SEC filing
Jan 14, 2021	Amendment	$29,805,706	$3,626,001vs Jan 30, 2020	9	SEC filing
Jan 30, 2020	Amendment	$26,179,705	$21,179,705vs Jul 11, 2019	7	SEC filing
Jul 11, 2019	Initial	$5,000,000	No comparison	1	SEC filing

Offering details

Securities: Equity
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $21.3M (estimated)
Finders' fees: $0
Form D file number: 021-344012

Offering amount of $150,000,000, increasing by up to an additional $100,000,000 at the Issuer's discretion. With respect to Item 11, a minimum purchase amount of $250,000 may be waived by the Issuer.

Selling commissions of 6%, dealer manager fee (DMF) of 1% and placement agent fee (PAF) of 1.5%. These commissions or fees may be waived for certain investors.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Arete Wealth Management, LLC	44856
Pacific Oak Capital Markets, LLC	309350
Lora Jane Hoff	3175071	Investment Planners, Inc. · CRD 18557
Timothy Patrick Norton	726982	McDonald Partners LLC · CRD 135414
Clay Schmidt	6920482	Thornhill Securities, Inc. · CRD 22333
Amr Tenney	5506866	Thornhill Securities, Inc. · CRD 22333
Ryan Poage	2931221	Purshe Kaplan Sterling Investments · CRD 35747
Drew W. Reynolds	6646813	Thornhill Securities, Inc. · CRD 22333
David Darwish	2747994	Purshe Kaplan Sterling Investments · CRD 35747
Steven Carmandalian	2713564	Purshe Kaplan Sterling Investments · CRD 35747
Lori Gluck Murphy	5240690	Purshe Kaplan Sterling Investments · CRD 35747
Dewey Deane Steffen	2688651	Purshe Kaplan Sterling Investments · CRD 35747
Kyle Jensen Kirwan	5088691	Kalos Capital, Inc. · CRD 44337
Megan Lee Clark	5733655	Kalos Capital, Inc. · CRD 44337
John Edward Morianty	2720704	Kalos Capital, Inc. · CRD 44337
Robert Patrick Webb	4793026	Kalos Capital, Inc. · CRD 44337
Jonathan Charles Hogan	6947878	Kalos Capital, Inc. · CRD 44337
Tim Couch	4073942	Dempsey Lord Smith, LLC · CRD 141238
Matthew Roy Wilson	4576995	Ausdal Financial Partners, Inc. · CRD 7995
John Norman Doiron	5305305	Cabot Lodge Securities LLC · CRD 159712
Christine Clarissa Narayan	5338599	Colorado Financial Service Corporation · CRD 104343
Guy Anthony Harrigan	1817525	Lion Street Financial, LLC · CRD 165828
James Bradley Teegarden	2812366	Lion Street Financial, LLC · CRD 165828
David M. Gottlieb	5739132	APW Capital, Inc. · CRD 43814
Cambridge Investment Research, Inc.	39543

Source: Form D, filed Jan 14, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ben Aitkenhead	Promoter
Keith D. Hall	Promoter
Peter Mc Millan Iii	Promoter
N/A Pacific Oak Capital Advisors, Llc	Promoter
N/A Pacific Oak Opportunity Zone Fund I Manager, Llc	Executive, Promoter
Brian Ragsdale	Promoter

Issuer details

Industry: Other Real Estate (See others in industry)

Address:

11766 Wilshire Blvd. Suite 1670
Los Angeles, CA, 90025